-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSMawzK++BZEnOsUPaEZibyaZgOqU5qZudxwTwzo8EcPxMVvh1ji7UlFYX4QLGOi NaMl2dDXDg4I09oFQj3x1Q== 0001041061-06-000195.txt : 20060927 0001041061-06-000195.hdr.sgml : 20060927 20060927085910 ACCESSION NUMBER: 0001041061-06-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060926 FILED AS OF DATE: 20060927 DATE AS OF CHANGE: 20060927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061110068 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-09-26 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2006-09-26 2006-09-26 4 S 0 1600.00 53 D 139.52 D Common Stock 666.68 I By 401(k) plan Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2006-09-26 -----END PRIVACY-ENHANCED MESSAGE-----