-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qfn/RmW638dFBmwjQnfFEtmJ5uIhxjyyaupHE50vsfBhFO41/jYYQx8BwDOiH4dW fxeErQ1qr31A7AZAlDCMqg== 0001041061-06-000193.txt : 20060927 0001041061-06-000193.hdr.sgml : 20060927 20060927085448 ACCESSION NUMBER: 0001041061-06-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060925 FILED AS OF DATE: 20060927 DATE AS OF CHANGE: 20060927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061110064 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-09-25 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2006-09-25 2006-09-25 4 M 0 76.00 16.7825 A 8439.52 D Common Stock 2006-09-25 2006-09-25 4 S 0 76.00 53 D 8363.52 D Common Stock 2006-09-25 2006-09-25 4 S 0 2151.00 53 D 6212.52 D Common Stock 2006-09-25 2006-09-25 4 S 0 4473.00 53 D 1739.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 16.7825 2006-09-25 2006-09-25 4 M 0 76.00 16.7825 D 2002-01-25 2011-01-25 Common Stock 76.00 47563.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2006-09-27 -----END PRIVACY-ENHANCED MESSAGE-----