-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qmeb3RbK/exGUFYEiSwZmsS9HWr4oUzuEkwJ76DALcWjpN2UItoHmAmmMLf2Uos2 XcwBxkjZiqG6wn+Sz0CLmA== 0001041061-06-000191.txt : 20060922 0001041061-06-000191.hdr.sgml : 20060922 20060922092929 ACCESSION NUMBER: 0001041061-06-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060920 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061103298 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-09-20 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2006-09-20 2006-09-20 4 M 0 13252.00 16.7825 A 21615.52 D Common Stock 2006-09-20 2006-09-20 4 S 0 3500.00 53.05 D 18115.52 D Common Stock 2006-09-20 2006-09-13 4 S 0 1200.00 53.04 D 16915.52 D Common Stock 2006-09-20 2006-09-20 4 S 0 600.00 53.03 D 16315.52 D Common Stock 2006-09-20 2006-09-20 4 S 0 600.00 53.02 D 15715.52 D Common Stock 2006-09-20 2006-09-20 4 S 0 1000.00 53.10 D 14715.52 D Common Stock 2006-09-20 2006-09-20 4 S 0 6352.00 53.00 D 8363.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 16.7825 2006-09-20 2006-09-20 4 M 0 13252.00 16.7825 D 2002-01-25 2011-01-25 Common Stock 13252.00 47639.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2006-09-21 -----END PRIVACY-ENHANCED MESSAGE-----