-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ju25YPZDKQXLPP9VYABa6UlAhlhhvHnJURRDm8XfyGWHQiRj4vGUpwAhrxrBJVe2 YJ023AXqlsgDAznwFkiPzw== 0001041061-06-000174.txt : 20060705 0001041061-06-000174.hdr.sgml : 20060704 20060705151139 ACCESSION NUMBER: 0001041061-06-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060703 FILED AS OF DATE: 20060705 DATE AS OF CHANGE: 20060705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06943531 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-07-03 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-07-03 2006-07-03 4 S 0 2500.00 50.43 D 53227.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 600.00 50.44 D 52627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1300.00 50.45 D 51327.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1600.00 50.46 D 49727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 700.00 50.47 D 49027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 600.00 50.48 D 48427.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1800.00 50.49 D 46627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1800.00 50.50 D 44827.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 700.00 50.51 D 44127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 300.00 50.52 D 43827.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.53 D 43727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.56 D 43627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1900.00 50.57 D 41727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 800.00 50.58 D 40927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 300.00 50.59 D 40627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 8100.00 50.60 D 32527.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 800.00 50.62 D 31727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 300.00 50.63 D 31427.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.64 D 31327.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 200.00 50.65 D 31127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 600.00 50.66 D 30527.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.67 D 30427.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 300.00 50.69 D 30127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 400.00 50.70 D 29727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.72 D 29627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 200.00 50.73 D 29427.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 500.00 50.74 D 28927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 200.00 50.75 D 28727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 2500.00 50.76 D 26227.08 D Common Stock 220.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-07-05 -----END PRIVACY-ENHANCED MESSAGE-----