-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HohuO4B7ljRMbhrUnbbn3i9p7x8f+oLoXGV2BUhSsClunBfadGnmFcAiViKfxW3Y GHime2ynUQ7Mg6v/M4zlzg== 0001041061-06-000172.txt : 20060705 0001041061-06-000172.hdr.sgml : 20060704 20060705143933 ACCESSION NUMBER: 0001041061-06-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060703 FILED AS OF DATE: 20060705 DATE AS OF CHANGE: 20060705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06943160 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-07-03 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-07-03 2006-07-03 4 M 0 75000.00 15.14 A 101227.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 200.00 50.14 D 101027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 16000.00 50.15 D 85027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 800.00 50.16 D 84227.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 400.00 50.17 D 83827.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.19 D 83727.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.20 D 83627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.21 D 83527.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1400.00 50.22 D 82127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.23 D 82027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1900.00 50.24 D 80127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 900.00 50.25 D 79227.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1900.00 50.26 D 77327.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 900.00 50.27 D 76427.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 800.00 50.28 D 75627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 600.00 50.29 D 75027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 2100.00 50.30 D 72927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 100.00 50.31 D 72827.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 2700.00 50.32 D 70127.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 200.00 50.33 D 69927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1000.00 50.35 D 68927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1300.00 50.36 D 67627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 3000.00 50.37 D 64627.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 600.00 50.38 D 64027.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 3100.00 50.39 D 60927.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 3700.00 50.40 D 57227.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 400.00 50.41 D 56827.08 D Common Stock 2006-07-03 2006-07-03 4 S 0 1100.00 50.42 D 55727.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.14 2006-07-03 2006-07-03 4 M 0 75000.00 15.14 D 2004-01-27 2010-01-27 Common Stock 75000.00 596586.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-07-03 -----END PRIVACY-ENHANCED MESSAGE-----