-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIAsWu5zUkXVA+v8eL16h/vbMVYcVSkvsEH4ux+0OGpt2KoK3J9aHmqEwaRpFn4L /kP+VpTQniM5A3R7eEmcDA== 0001041061-06-000154.txt : 20060601 0001041061-06-000154.hdr.sgml : 20060601 20060601151943 ACCESSION NUMBER: 0001041061-06-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060601 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06879908 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-06-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-06-01 2006-06-01 4 M 0 75000.00 15.14 A 101227.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 1900.00 50.95 D 99327.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 600.00 50.94 D 98727.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 300.00 50.93 D 98427.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 1000.00 50.92 D 97427.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 600.00 50.91 D 96827.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 1600.00 50.90 D 95227.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 200.00 50.89 D 95027.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 200.00 50.88 D 94827.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 200.00 50.87 D 94627.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 2700.00 50.86 D 91927.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 5600.00 50.85 D 86327.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 500.00 50.84 D 85827.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 1000.00 50.83 D 84827.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 500.00 50.82 D 84327.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 600.00 50.81 D 83727.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 8400.00 50.80 D 75327.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 100.00 50.79 D 75227.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 300.00 50.77 D 74927.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 25100.00 50.75 D 49827.08 D Common Stock 2006-06-01 2006-06-01 4 S 0 100.00 50.74 D 49727.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.14 2006-06-01 2006-06-01 4 M 0 75000.00 15.14 D 2004-01-27 2010-01-27 Common Stock 75000.00 671586.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-06-01 -----END PRIVACY-ENHANCED MESSAGE-----