-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NPUkZnj7oiD7Esgq9XOOasmH1m2qQ526sgUrEL9OVrZZEQ5LzYYciPx0/ZkAM37l ZHQOS2TJh8LLqpFZDBpSNQ== 0001041061-06-000142.txt : 20060503 0001041061-06-000142.hdr.sgml : 20060503 20060503154703 ACCESSION NUMBER: 0001041061-06-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06803748 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-05-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-05-01 2006-05-01 4 M 0 45984.00 15.14 A 72211.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 5284.00 51.09 D 66927.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 4200.00 51.08 D 62727.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 800.00 51.07 D 61927.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1900.00 51.05 D 60027.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 600.00 51.04 D 59427.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 5700.00 51.03 D 53727.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 3400.00 51.02 D 50327.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1500.00 51.01 D 48827.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 3000.00 51.00 D 45827.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1400.00 50.99 D 44427.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1500.00 50.98 D 42927.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 50.96 D 42827.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 700.00 50.94 D 42127.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 700.00 50.93 D 41427.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 300.00 50.92 D 41127.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1400.00 50.91 D 39727.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 50.90 D 39627.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 200.00 50.89 D 39427.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 50.88 D 39327.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 600.00 50.87 D 38727.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 400.00 50.86 D 38327.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 9700.00 50.85 D 28627.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 2100.00 50.84 D 26527.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 50.83 D 26427.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 200.00 50.82 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.14 2006-05-01 2006-05-01 4 M 0 45984.00 15.14 D 2004-01-27 2010-01-27 Common Stock 45984.00 746586.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-05-02 -----END PRIVACY-ENHANCED MESSAGE-----