-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILBQxg7mCT3A/dv8X0kEDNnRyhajuH70WqZlGu9VYst0xapm3kscv4iK1MHZuUH2 qqniLuD5NuXnWhcIeHp62g== 0001041061-06-000138.txt : 20060502 0001041061-06-000138.hdr.sgml : 20060502 20060502165330 ACCESSION NUMBER: 0001041061-06-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060502 DATE AS OF CHANGE: 20060502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06800166 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-05-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-05-01 2006-05-01 4 M 0 29016.00 23.4844 A 55243.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 700.00 51.37 D 54543.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1400.00 51.36 D 53143.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1100.00 51.35 D 52043.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 51.34 D 51943.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 200.00 51.33 D 51743.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 100.00 51.31 D 51643.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 900.00 51.30 D 50743.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1100.00 51.29 D 49643.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1200.00 51.28 D 48443.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1500.00 51.27 D 46943.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1000.00 51.26 D 45943.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1700.00 51.25 D 44243.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 600.00 51.24 D 43643.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 4100.00 51.23 D 39543.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1200.00 51.22 D 38343.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 800.00 51.21 D 37543.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1400.00 51.20 D 36143.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1300.00 51.19 D 34843.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1400.00 51.18 D 33443.08 D Common Stock 2006-05-01 2006-05-01 4 S 0 1500.00 51.17 D 31943.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 23.4844 2006-05-01 2006-05-01 4 M 0 29016.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 29016.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-05-02 -----END PRIVACY-ENHANCED MESSAGE-----