-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuzlbG9CzTGeHFWpdlz94P5DCUDacffBIovPYtifptPtfnS+K3ZAoAJyWW7qQr7V HK61DlVkNWuMI6+CHp91zg== 0001041061-06-000122.txt : 20060403 0001041061-06-000122.hdr.sgml : 20060403 20060403141610 ACCESSION NUMBER: 0001041061-06-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060403 DATE AS OF CHANGE: 20060403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06732707 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-04-03 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-04-03 2006-04-03 4 S 0 7500.00 48.50 D 72227.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 100.00 48.49 D 72127.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 900.00 48.48 D 71227.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 3600.00 48.47 D 67627.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 3000.00 48.46 D 64627.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 11700.00 48.45 D 52927.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 2900.00 48.44 D 50027.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 4400.00 48.43 D 45627.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 2800.00 48.42 D 42827.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 8600.00 48.41 D 34227.08 D Common Stock 2006-04-03 2006-04-03 4 S 0 8000.00 48.40 D 26227.08 D Common Stock 220.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-04-03 -----END PRIVACY-ENHANCED MESSAGE-----