-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QL0JWeDOuLbRA3o1LSR1jvqfSNUmHw3M1pYoPGcwzYL1urONm9BFwXfbgcXKVLsz asAGGS7PqK8Y8V6oSa4d3w== 0001041061-06-000113.txt : 20060307 0001041061-06-000113.hdr.sgml : 20060307 20060307142913 ACCESSION NUMBER: 0001041061-06-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060306 FILED AS OF DATE: 20060307 DATE AS OF CHANGE: 20060307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06669715 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-03-06 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-03-06 2006-03-06 4 M 0 75000.00 23.4844 A 101227.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 70.00 48.48 D 101157.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 491.00 48.46 D 100666.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 2176.00 2176 D 98490.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1333.00 48.44 D 97157.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 3348.00 48.43 D 93809.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 4702.00 48.42 D 89107.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 11088.00 48.41 D 78019.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 9545.00 48.40 D 68474.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 3369.00 48.39 D 65105.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1614.00 48.38 D 63491.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 6597.00 48.37 D 56894.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 6316.00 48.36 D 50578.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 2526.00 48.35 D 48052.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1965.00 48.34 D 46087.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 2456.00 48.33 D 43631.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 6527.00 48.32 D 37104.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 5193.00 48.31 D 31911.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 842.00 48.30 D 31069.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1544.00 48.29 D 29525.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1334.00 48.28 D 28191.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 491.00 48.27 D 27700.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 140.00 48.26 D 27560.08 D Common Stock 2006-03-06 2006-03-06 4 S 0 1333.00 48.22 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 23.4844 2006-03-06 2006-03-06 4 M 0 75000.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 75000.00 104016.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-03-06 -----END PRIVACY-ENHANCED MESSAGE-----