-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYCS/SmZZYU+ksM/9oHxGc6/iVfc2weCI6Lkd5AShIRSlin6bW+v/sv/CIKwTpcb Qe9pZfn89Gyt8KCGuofxug== 0001041061-06-000098.txt : 20060210 0001041061-06-000098.hdr.sgml : 20060210 20060210100820 ACCESSION NUMBER: 0001041061-06-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060209 FILED AS OF DATE: 20060210 DATE AS OF CHANGE: 20060210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06595798 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-02-09 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-02-09 2006-02-09 4 M 0 75000.00 23.4844 A 101227.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 415.00 49.73 D 100812.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 249.00 49.71 D 100563.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 332.00 49.70 D 100231.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 539.00 49.69 D 99692.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 373.00 49.68 D 99319.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 1534.00 49.67 D 97785.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 1327.00 49.66 D 96458.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 166.00 49.65 D 96292.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 249.00 49.64 D 96043.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 1617.00 49.63 D 94426.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 207.00 49.61 D 94219.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 249.00 49.60 D 93970.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 207.00 49.59 D 93763.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 249.00 49.58 D 93514.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 290.00 49.57 D 93224.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 746.00 49.56 D 92478.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 995.00 49.55 D 91483.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 539.00 49.54 D 90944.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 207.00 49.52 D 90737.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 9619.00 49.50 D 81118.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 663.00 49.49 D 80455.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 83.00 49.48 D 80372.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 788.00 49.46 D 79584.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 7795.00 49.45 D 71789.08 D Common Stock 2006-02-09 2006-02-09 4 S 0 7049.00 49.43 D 64740.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 23.4844 2006-02-09 2006-02-09 4 M 0 75000.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 75000.00 179016.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-02-10 -----END PRIVACY-ENHANCED MESSAGE-----