-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NebwDgUk3nKgFCki2kp+eYxOpeI15hZjSBX/XqkjxGGpT6zQILZ01QsxG4MN78EJ NVlbLZkMNDRNAD7zllM4MQ== 0001041061-06-000047.txt : 20060127 0001041061-06-000047.hdr.sgml : 20060127 20060127122017 ACCESSION NUMBER: 0001041061-06-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060126 FILED AS OF DATE: 20060127 DATE AS OF CHANGE: 20060127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: knopf Ted CENTRAL INDEX KEY: 0001319925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06556109 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-01-26 0 0001041061 YUM BRANDS INC YUM 0001319925 knopf Ted 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP and Controller YUM Stock Appreciation Right 48.9350 2006-01-26 2006-01-26 4 A 0 16576.00 49.9350 A 2016-01-26 Common Stock 16576.00 16576.00 D Phantom Stock 2006-01-26 2006-01-26 4 A 0 5026.11 48.9350 A Common Stock 5026.11 5026.11 D Yum Stock Appreciation Right 48.9350 2006-01-26 2006-01-26 4 A 0 7252.00 48.9350 A 2016-01-26 Common Stock 7252.00 7252.00 D Vesting will occur 25% per year beginning 01/26/2007 Conversion occurs on a one-for-one basis. Share of phantom stock payable 01/01/2009 and are subject to earlier withdrawal in accordance with the terms of the YUM! Brands, Inc. deferred plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Ted Knopf 2006-01-27 -----END PRIVACY-ENHANCED MESSAGE-----