-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHsC8eN4X/b+gdqMvOLWgfu/K8lgntmd2g7C6l3YVSBCfDs/YkAlYwGmvB+rXFqf jwdqDl231rKix04Dmtp8nA== 0001041061-06-000012.txt : 20060110 0001041061-06-000012.hdr.sgml : 20060110 20060110111802 ACCESSION NUMBER: 0001041061-06-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060109 FILED AS OF DATE: 20060110 DATE AS OF CHANGE: 20060110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 06521270 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-01-09 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2006-01-09 2006-01-09 4 M 0 75000.00 23.4844 A 101227.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 187.00 49.39 D 101040.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 113.00 49.38 D 100927.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 37.00 49.37 D 100890.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 37.00 49.36 D 100853.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 150.00 49.35 D 100703.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 75.00 49.34 D 100628.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 75.00 49.33 D 100553.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 37.00 49.32 D 100516.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 487.00 49.31 D 100029.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 749.00 49.30 D 99280.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 37.00 49.29 D 99243.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 599.00 49.28 D 98644.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 337.00 49.27 D 98307.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 188.00 49.26 D 98119.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 637.00 49.25 D 97482.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 299.00 49.24 D 97183.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 748.00 49.23 D 96435.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 712.00 49.22 D 95723.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 1049.00 49.21 D 94674.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 3706.00 49.20 D 90968.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 2584.00 49.19 D 88384.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 10670.00 49.18 D 77714.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 3295.00 49.17 D 74419.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 15350.00 49.16 D 59069.08 D Common Stock 2006-01-09 2006-01-09 4 S 0 9509.00 49.15 D 49560.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 23.4844 2006-01-09 2006-01-09 4 M 0 75000.00 23.4844 D 2000-01-21 2009-01-21 Common Stock 75000.00 254016.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2006-01-10 -----END PRIVACY-ENHANCED MESSAGE-----