-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3weZb/RWk2KU2E7qS6vR2seeI2XYHiWuuBMBC7+sa4i2Dk9iUzat0OGbzOivfPm A1dqunUkqXNKmiVrfWmh9w== 0001041061-05-000353.txt : 20051109 0001041061-05-000353.hdr.sgml : 20051109 20051109151814 ACCESSION NUMBER: 0001041061-05-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051108 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARL PETER CENTRAL INDEX KEY: 0001211699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 051189681 MAIL ADDRESS: STREET 1: 14841 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-11-08 0 0001041061 YUM BRANDS INC YUM 0001211699 HEARL PETER C/O PIZZA HUT 14841 DALLAS PARKWAY DALLAS TX 75240-2100 0 1 0 0 Pres of Pizza Hut Common Stock 2005-11-08 2005-11-08 4 M 0 9000.00 11.4085 A 9004.00 D Common Stock 2005-11-08 2005-11-08 4 M 0 9000.00 12.27 A 18004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 3000.00 50.61 D 15004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 5000.00 50.59 D 10004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 1000.00 50.60 D 9004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 4000.00 50.60 D 5004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 2000.00 50.56 D 3004.00 D Common Stock 2005-11-08 2005-11-08 4 S 0 3000.00 50.55 D 4.00 D Employee Stock Option (right to buy) 11.4085 2005-11-08 2005-11-08 4 M 0 9000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 9000.00 9000.00 D Employee Stock Option (right to buy) 12.27 2005-11-08 2005-11-08 4 M 0 9000.00 12.27 D 2000-04-01 2006-01-25 Common Stock 9000.00 9000.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter R. Hearl 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----