-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eo/mFraxgdi9O0GkdDLVtg6rpAPWXd6Hob4/d4j6xYgTtu6dDwbYQwF+sdz+lkB2 0pPmUuEDtI7UNaag+3yV4A== 0001041061-05-000299.txt : 20051014 0001041061-05-000299.hdr.sgml : 20051014 20051014134410 ACCESSION NUMBER: 0001041061-05-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051012 FILED AS OF DATE: 20051014 DATE AS OF CHANGE: 20051014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 051138350 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-10-12 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-10-12 2005-10-12 4 M 0 30000.00 15.14 A 30139.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 1100.00 50.17 D 29039.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 200.00 50.14 D 28839.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 2500.00 50.12 D 26339.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 600.00 50.11 D 25739.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 1300.00 50.05 D 24439.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 100.00 50.01 D 24339.52 D Common Stock 2005-10-12 2005-10-12 4 S 0 24200.00 50.00 D 139.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 15.14 2005-10-12 2005-10-12 4 M 0 30000.00 15.14 D 2004-01-27 2010-01-27 Common Stock 30000.00 118328.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2005-10-13 -----END PRIVACY-ENHANCED MESSAGE-----