-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzPwVVQe4XYV/Y0ETIUhKqm8BaECyGv+byesYL/0uuN9JZEPsnd7LalyxNpXqhQN vtiHX53st8v6pxY3gvrCBw== 0001041061-05-000289.txt : 20051011 0001041061-05-000289.hdr.sgml : 20051010 20051011134448 ACCESSION NUMBER: 0001041061-05-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051010 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 051131954 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-10-10 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-10-10 2005-10-10 4 S 0 750.00 49.31 D 75502.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 5250.00 49.30 D 70252.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1050.00 49.29 D 69202.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 225.00 49.28 D 68977.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1650.00 49.25 D 67327.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 3225.00 49.24 D 64102.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1500.00 49.23 D 62602.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1200.00 49.22 D 61402.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 3000.00 49.21 D 58402.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 6150.00 49.20 D 52252.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 450.00 49.19 D 51802.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1050.00 49.18 D 50752.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 3975.00 49.17 D 46777.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1575.00 49.16 D 45202.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 75.00 49.15 D 45127.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 75.00 49.14 D 45052.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 2625.00 49.12 D 42427.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 16200.00 49.11 D 26227.08 D Common Stock 220.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----