-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ1UbMH54A46vGsnnjWyPF26+Yn4/GmjOfiPfWBva+WTxywlS7J/AdHb5Wnyq9Ip WzrfxOJFvAiSFF2W+xmMzA== 0001041061-05-000287.txt : 20051011 0001041061-05-000287.hdr.sgml : 20051010 20051011125535 ACCESSION NUMBER: 0001041061-05-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051010 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 051131802 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-10-10 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-10-10 2005-10-10 4 M 0 75000.00 15.2031 A 101227.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 3750.00 49.72 D 97477.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 75.00 49.71 D 97402.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1275.00 49.70 D 96127.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 975.00 49.63 D 95152.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 150.00 49.62 D 95002.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1875.00 49.60 D 93127.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 525.00 49.57 D 92602.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 7200.00 49.55 D 85402.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 75.00 49.54 D 85327.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 750.00 49.53 D 84577.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 300.00 49.52 D 84277.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 1200.00 49.50 D 83077.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 900.00 49.44 D 82177.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 375.00 49.42 D 81802.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 225.00 49.41 D 81577.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 2625.00 49.40 D 78952.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 975.00 49.39 D 77977.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 900.00 49.37 D 77077.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 300.00 49.33 D 76777.08 D Common Stock 2005-10-10 2005-10-10 4 S 0 525.00 49.32 D 76252.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.2031 2005-10-10 2005-10-10 4 M 0 75000.00 15.2031 D 2001-11-03 2007-11-03 Common Stock 75000.00 118038.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----