-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MiaYqlBgdQ2fM+qDzU7SJGtNC3ducdavIsHo/9/l985RaCPu2N/34yvLAhY7jMIY i7NwDCPLPFH+QFUv8wNIkQ== 0001041061-05-000257.txt : 20050802 0001041061-05-000257.hdr.sgml : 20050802 20050802114016 ACCESSION NUMBER: 0001041061-05-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050801 FILED AS OF DATE: 20050802 DATE AS OF CHANGE: 20050802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05990619 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-08-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-08-01 2005-08-01 4 M 0 75000.00 15.2031 A 101227.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 57.00 51.73 D 101170.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 4177.00 51.72 D 96993.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 572.00 51.71 D 96421.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 7496.00 51.69 D 88925.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 273.00 51.68 D 88652.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 4234.00 51.67 D 84418.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 3090.00 51.66 D 81328.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 3490.00 51.65 D 77838.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 401.00 51.64 D 77437.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 1888.00 51.63 D 75549.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 3662.00 51.62 D 71887.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 5608.00 51.61 D 66279.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 2747.00 51.60 D 63532.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 744.00 51.59 D 62788.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 9498.00 51.58 D 53290.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 9670.00 51.57 D 43620.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 4234.00 51.56 D 39386.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 2403.00 51.55 D 36983.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 572.00 51.54 D 36411.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 3490.00 51.53 D 32921.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 4005.00 51.52 D 28916.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 572.00 51.51 D 28344.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 57.00 51.50 D 28287.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 1602.00 51.49 D 26685.08 D Common Stock 2005-08-01 2005-08-01 4 S 0 458.00 51.48 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.2031 2005-08-01 2005-08-01 4 M 0 75000.00 15.2031 D 2001-11-03 2007-11-03 Common Stock 75000.00 268038.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-08-02 -----END PRIVACY-ENHANCED MESSAGE-----