-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VB1dU5TZRcwMSNVOP3bxqcgJywSVz4I5bu0y2Uw4QlndBFFKCLdPuiZ1yFINqkfM ABKoE1T7SuX/cWa8dZncOA== 0001041061-05-000253.txt : 20050706 0001041061-05-000253.hdr.sgml : 20050706 20050706150735 ACCESSION NUMBER: 0001041061-05-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050701 FILED AS OF DATE: 20050706 DATE AS OF CHANGE: 20050706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05940346 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-07-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-07-01 2005-07-01 4 S 0 1187.00 51.52 D 66225.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1063.00 51.51 D 65162.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 4250.00 51.50 D 60912.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 7125.00 51.49 D 53787.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 5687.00 51.48 D 48100.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1687.00 51.47 D 46413.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 4125.00 51.46 D 42288.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 2812.00 51.45 D 39476.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1187.00 51.44 D 38289.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 2125.00 51.43 D 36164.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 187.00 51.42 D 35977.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 250.00 51.41 D 35727.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 9500.00 51.40 D 26227.08 D Common Stock 2005-07-01 2005-07-01 4 M 0 9000.00 11.4085 A 9220.00 I By Daughter Common Stock 2005-07-01 2005-07-01 4 S 0 600.00 51.88 D 8620.00 I By Daughter Common Stock 2005-07-01 2005-07-01 4 S 0 500.00 51.86 D 8120.00 I By Daughter Common Stock 2005-07-01 2005-07-01 4 S 0 7900.00 51.80 D 220.00 I By Daughter Employee Stock Option (right to buy) 11.4085 2005-07-01 2005-07-01 4 M 0 9000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 9000.00 27000.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. David C. Novak 2005-07-05 -----END PRIVACY-ENHANCED MESSAGE-----