-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHCglNi7vQGtmkrilisC+1Zh0E46O/HFsR4mcQsXtENSdv9ourIpXg7x67xeSBoH ytVo4asqara1lPpr7er6Gw== 0001041061-05-000251.txt : 20050706 0001041061-05-000251.hdr.sgml : 20050706 20050706143621 ACCESSION NUMBER: 0001041061-05-000251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050701 FILED AS OF DATE: 20050706 DATE AS OF CHANGE: 20050706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05940149 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-07-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-07-01 2005-07-01 4 M 0 75000.00 15.2031 A 101227.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 125.00 51.73 D 101102.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 63.00 51.72 D 101039.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 63.00 51.71 D 100976.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 3125.00 51.69 D 97851.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 3875.00 51.68 D 93976.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 3625.00 51.67 D 90351.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 750.00 51.66 D 89601.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1625.00 51.65 D 87976.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 2313.00 51.64 D 85663.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 813.00 51.63 D 84850.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 563.00 51.62 D 84287.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 813.00 51.61 D 83474.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1313.00 51.60 D 82161.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 438.00 51.59 D 81723.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 4937.00 51.58 D 76786.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1125.00 51.57 D 75661.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 4687.00 51.56 D 70974.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 313.00 51.55 D 70661.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 2062.00 51.54 D 68599.08 D Common Stock 2005-07-01 2005-07-01 4 S 0 1187.00 51.53 D 67412.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.2031 2005-07-01 2005-07-01 4 M 0 75000.00 15.2031 D 2001-11-03 2007-11-03 Common Stock 75000.00 343038.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-07-05 -----END PRIVACY-ENHANCED MESSAGE-----