-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrR8VLauwffGnS+ss41z5ALtDAuDpXQ7261BC0BfWxp40ax13v2w04LLQ0UbVY+j QORh1EPXc3iCJGYjEkCPcA== 0001041061-05-000220.txt : 20050611 0001041061-05-000220.hdr.sgml : 20050611 20050602112333 ACCESSION NUMBER: 0001041061-05-000220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20050602 DATE AS OF CHANGE: 20050602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05872615 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-06-01 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-06-01 2005-06-01 4 M 0 20000.00 13.625 A 41124.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 517.00 51.58 D 40607.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 66.00 51.57 D 40541.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 118.00 51.54 D 40423.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 259.00 51.53 D 40164.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 12.00 51.51 D 40152.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 270.00 51.50 D 39882.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 12.00 51.49 D 39870.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 12.00 51.48 D 39858.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 12.00 51.46 D 39846.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 153.00 51.45 D 39693.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 153.00 51.44 D 39540.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 35.00 51.43 D 39505.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 24.00 51.42 D 39481.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 223.00 51.41 D 39258.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 2221.00 51.40 D 37037.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 541.00 51.39 D 36496.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 940.00 51.38 D 35556.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 658.00 51.37 D 34898.52 D Common Stock 2005-06-01 2005-06-01 4 S 0 505.00 51.36 D 34393.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 13.625 2005-06-01 2005-06-01 4 M 0 20000.00 13.625 D 2002-01-20 2008-01-20 Common Stock 20000.00 30092.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2005-06-02 -----END PRIVACY-ENHANCED MESSAGE-----