-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJcBe+FUsEESAC8Rm6aAXbWGXjrMHJXL68aRhG+MprF95fDDqC7y6XME2+MBhVhs tRNbgXcx+ntZ4aaNAXkh4Q== 0001041061-05-000216.txt : 20050611 0001041061-05-000216.hdr.sgml : 20050611 20050602101839 ACCESSION NUMBER: 0001041061-05-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20050602 DATE AS OF CHANGE: 20050602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05872382 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-06-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-06-01 2005-06-01 4 M 0 75000.00 15.2031 A 101227.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 1940.00 51.58 D 99287.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 248.00 51.57 D 99039.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 440.00 51.54 D 98599.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 970.00 51.53 D 97629.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 43.00 51.51 D 97586.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 1014.00 51.50 D 96572.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 43.00 51.49 D 96529.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 43.00 51.48 D 96486.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 43.00 51.46 D 96443.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 573.00 51.45 D 95870.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 573.00 51.44 D 95297.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 133.00 51.43 D 95164.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 88.00 51.42 D 95076.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 838.00 51.41 D 94238.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 8330.00 51.40 D 85908.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 2027.00 51.39 D 83881.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 3527.00 51.38 D 80354.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 2468.00 51.37 D 77886.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 1895.00 51.36 D 75991.08 D Common Stock 2005-06-01 2005-06-01 4 S 0 6699.00 51.35 D 69292.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 15.2031 2005-06-01 2005-06-01 4 M 0 75000.00 15.2031 D 2001-11-03 2007-11-03 Common Stock 75000.00 418038.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-06-02 -----END PRIVACY-ENHANCED MESSAGE-----