-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dwq4OyvvdT/CuETQasB2wjtwDThjD+Npu3/VsovhywyjR7Un6XokJx59yT5FcYjB 3896IvD31ZJ/VAZ5ajuFSg== 0001041061-05-000173.txt : 20050503 0001041061-05-000173.hdr.sgml : 20050503 20050503110150 ACCESSION NUMBER: 0001041061-05-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050502 FILED AS OF DATE: 20050503 DATE AS OF CHANGE: 20050503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05793372 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-05-02 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-05-02 2005-05-02 4 M 0 20000.00 13.625 A 65965.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 9700.00 47.00 D 56265.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1700.00 47.01 D 54565.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 2800.00 47.02 D 51765.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 5300.00 47.03 D 46465.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 500.00 47.04 D 45965.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 700.00 47.05 D 45265.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 3000.00 47.06 D 42265.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1400.00 47.07 D 40865.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 5200.00 47.08 D 35665.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1000.00 47.09 D 34665.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 200.00 47.13 D 34465.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 500.00 47.14 D 33965.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1300.00 47.16 D 32665.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 5200.00 47.17 D 27465.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 700.00 47.23 D 26765.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 600.00 47.24 D 26165.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1185.00 47.25 D 24980.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 941.00 47.26 D 24039.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1300.00 47.27 D 22739.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 100.00 47.29 D 22639.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 200.00 47.30 D 22439.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 1300.00 47.04 D 21139.52 D Common Stock 2005-05-02 2005-05-02 4 S 0 15.00 47.25 D 21124.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 13.625 2005-05-02 2005-05-02 4 M 0 20000.00 13.625 D 2002-01-20 2008-01-20 Common Stock 20000.00 50092.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2005-05-03 -----END PRIVACY-ENHANCED MESSAGE-----