-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvVb291znR1ml+ttXQwl3YGwY5m+GV+lpWEDlk36L+73LEuz9GOLQ/bf+imytcm+ Zf9gFg8BjQa8pDhxoJHZtg== 0001041061-05-000147.txt : 20050405 0001041061-05-000147.hdr.sgml : 20050405 20050405143547 ACCESSION NUMBER: 0001041061-05-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050401 FILED AS OF DATE: 20050405 DATE AS OF CHANGE: 20050405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05733515 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-04-01 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-04-01 2005-04-01 4 M 0 28656.00 A 49780.52 D Common Stock 2005-04-01 2005-04-01 4 F 0 9287.00 51.81 D 40493.52 D Common Stock 2005-04-01 2005-04-01 4 M 0 8096.00 A 48589.52 D Common Stock 2005-04-01 2005-04-01 4 F 0 2624.00 51.81 D 45965.52 D Common Stock 666.68 I By 401(k) plan Phantom Stock 2005-04-01 2005-04-01 4 M 0 8096.00 D 2005-04-01 Common Stock 8096.00 0.00 D Phantom Stock 2005-04-01 2005-04-01 4 M 0 28656.00 D 2005-04-01 2003-09-09 Common Stock 28656.00 0.00 D Conversion occurs on a one-for-one basis. Reporting person acquired these shares under the Tricon 401(k) plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Charles E. Rawley, III 2005-04-05 -----END PRIVACY-ENHANCED MESSAGE-----