-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CbdaFbbRO+V3BYRK/iJefQvf/BG3JS6SCkkhxwEf80vv8ZJSIhodqpQCf4fh91M3 bUdO8WG7AeDuySlThFYVDg== 0001041061-05-000138.txt : 20050404 0001041061-05-000138.hdr.sgml : 20050404 20050404151823 ACCESSION NUMBER: 0001041061-05-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050401 FILED AS OF DATE: 20050404 DATE AS OF CHANGE: 20050404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05729490 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-04-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-04-01 2005-04-01 4 M 0 75000.00 11.4086 A 101227.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 6400.00 51.03 D 94827.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 5700.00 51.09 D 89127.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 2500.00 51.10 D 86627.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 2600.00 51.14 D 84027.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 3300.00 51.19 D 80727.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 5300.00 51.21 D 75427.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 14200.00 51.25 D 61227.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 3000.00 51.29 D 58227.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 10000.00 51.30 D 48227.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 3200.00 51.31 D 45027.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 2500.00 51.46 D 42527.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 5000.00 51.60 D 37527.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 1100.00 51.65 D 36427.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 1600.00 51.73 D 34827.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 2600.00 51.74 D 32227.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 2400.00 51.75 D 29827.08 D Common Stock 2005-04-01 2005-04-01 4 S 0 3600.00 51.76 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Options (right to buy) 11.4086 2005-04-01 2005-04-01 4 M 0 75000.00 11.4086 D 2000-01-25 2006-01-25 Common Stock 75000.00 41830.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-04-04 -----END PRIVACY-ENHANCED MESSAGE-----