-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJYONauRtncc8m/+K580ak6jZHV2Cz7pTxblIjhhun0dsxicUiGf82YffZvrERGQ ccAPadtAHrLzInaXDvB3wA== 0001041061-05-000136.txt : 20050404 0001041061-05-000136.hdr.sgml : 20050404 20050404143224 ACCESSION NUMBER: 0001041061-05-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050401 FILED AS OF DATE: 20050404 DATE AS OF CHANGE: 20050404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05729127 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-04-01 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-04-01 2005-04-01 4 M 0 20000.00 13.625 A 41124.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 4600.00 51 D 36524.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1900.00 51.04 D 34624.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1300.00 51.05 D 33324.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1700.00 51.06 D 31624.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1500.00 51.07 D 30124.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1000.00 51.43 D 29124.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 400.00 51.44 D 28724.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1300.00 51.45 D 27424.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 900.00 51.69 D 26524.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 2300.00 51.70 D 24224.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1300.00 51.71 D 22924.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 100.00 51.72 D 22824.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 1400.00 51.77 D 21424.52 D Common Stock 2005-04-01 2005-04-01 4 S 0 300.00 51.78 D 21124.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 13.625 2005-04-01 2005-04-01 4 M 0 20000.00 13.625 D 2002-01-20 2008-01-20 Common Stock 20000.00 70092.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2005-04-04 -----END PRIVACY-ENHANCED MESSAGE-----