-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mjbqa4ABIbKFaE4jee736GizoRWEgcAFk7uqKmW6dHUxFHuLOI5uZIgkea0mCiLf e9dJKfpE9cnbbWKUzDhkcw== 0001041061-05-000115.txt : 20050302 0001041061-05-000115.hdr.sgml : 20050302 20050302102449 ACCESSION NUMBER: 0001041061-05-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050301 FILED AS OF DATE: 20050302 DATE AS OF CHANGE: 20050302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05652574 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-03-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2005-03-01 2005-03-01 4 M 0 75000.00 11.4086 A 101227.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 52.00 48.69 D 101175.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 620.00 48.70 D 100555.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 7337.00 48.71 D 93218.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 5683.00 48.72 D 87535.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 6562.00 48.73 D 80973.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 6872.00 48.74 D 74101.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 1292.00 48.75 D 72809.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 1292.00 48.76 D 71517.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2118.00 48.77 D 69399.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2067.00 48.78 D 67332.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 1498.00 48.79 D 65834.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2377.00 48.80 D 63457.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2325.00 48.81 D 61132.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2377.00 48.82 D 58755.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 413.00 48.83 D 58342.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2325.00 48.84 D 56017.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2687.00 48.85 D 53330.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2325.00 48.86 D 51005.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 1600.00 48.87 D 49405.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 15583.00 48.88 D 33822.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 1912.00 48.89 D 31910.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2635.00 48.90 D 29275.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 568.00 48.91 D 28707.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 155.00 48.92 D 28552.08 D Common Stock 2005-03-01 2005-03-01 4 S 0 2325.00 48.94 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Options (right to buy) 11.4086 2005-03-01 2005-03-01 4 M 0 75000.00 11.4086 D 2000-01-25 2006-01-25 Common Stock 75000.00 116830.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Represents transfer of shares to minor daughter David C. Novak 2005-03-02 -----END PRIVACY-ENHANCED MESSAGE-----