-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkParN1dZ7iS9oZwxgqwYeSEIE//Rs6cQTUnwzG5qiSFBVNr685L5ekwOg7J5nLq nnHnQV3RU9ucfxMPVd0rzQ== 0001041061-05-000112.txt : 20050301 0001041061-05-000112.hdr.sgml : 20050301 20050301155112 ACCESSION NUMBER: 0001041061-05-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050301 FILED AS OF DATE: 20050301 DATE AS OF CHANGE: 20050301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05650200 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-03-01 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2005-03-01 2005-03-01 4 M 0 20000.00 13.625 A 41124.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 14.00 48.69 D 41110.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 165.00 48.70 D 40945.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 1956.00 48.71 D 38989.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 1516.00 48.72 D 37473.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 1750.00 48.73 D 35723.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 1832.00 48.74 D 33891.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 344.00 48.75 D 33547.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 344.00 48.76 D 33203.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 565.00 48.77 D 32638.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 551.00 48.78 D 32087.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 400.00 48.79 D 31687.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 634.00 48.80 D 31053.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 620.00 48.81 D 30433.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 634.00 48.82 D 29799.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 110.00 48.83 D 29689.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 620.00 48.84 D 29069.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 716.00 48.85 D 28353.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 620.00 48.86 D 27733.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 427.00 48.87 D 27306.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 4156.00 48.88 D 23150.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 510.00 48.89 D 22640.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 703.00 48.90 D 21937.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 152.00 48.91 D 21785.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 41.00 48.92 D 21744.52 D Common Stock 2005-03-01 2005-03-01 4 S 0 620.00 48.94 D 21124.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 13.625 2005-03-01 2005-03-01 4 M 0 20000.00 13.625 D 2002-01-20 2008-01-20 Common Stock 20000.00 90092.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2005-03-01 -----END PRIVACY-ENHANCED MESSAGE-----