-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAABYH2u3vIL+9MNE/Uy5uCUWNRzjDx9VNUdkaPft5tkn5LesMlnwKN7qs19iy6i yyaGUDzzdUxkwnlQuBn1hQ== 0001041061-05-000090.txt : 20050207 0001041061-05-000090.hdr.sgml : 20050207 20050207151628 ACCESSION NUMBER: 0001041061-05-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050204 FILED AS OF DATE: 20050207 DATE AS OF CHANGE: 20050207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05580254 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-02-04 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 26227.08 D Common Stock 2005-02-04 2005-02-04 4 M 0 9000.00 11.4085 A 9220.00 I By Daughter Common Stock 2005-02-04 2005-02-04 4 S 0 200.00 45.72 D 9020.00 I By Daughter Common Stock 2005-02-04 2005-02-04 4 S 0 5400.00 45.70 D 3620.00 I By Daughter Common Stock 2005-02-04 2005-02-04 4 S 0 900.00 45.80 D 2720.00 I By Daughter Common Stock 2005-02-04 2005-02-04 4 S 0 900.00 45.87 D 1820.00 I By Daughter Common Stock 2005-02-04 2005-02-04 4 S 0 1600.00 45.85 D 220.00 I By Daughter Employee Stock Option (right to buy) 11.4085 2005-02-04 2005-02-04 4 M 0 9000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 9000.00 72000.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. David C. Novak 2005-02-07 -----END PRIVACY-ENHANCED MESSAGE-----