-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CmlGcJ9KU+k0h35IX/7LHREl68q+yAGq3jSbbXVDjLFCHyzzMDpU9IiHtAjoHHlw sLD9cEKlq7FNHJ0oc/1R/Q== 0001041061-05-000070.txt : 20050201 0001041061-05-000070.hdr.sgml : 20050201 20050201143108 ACCESSION NUMBER: 0001041061-05-000070 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050201 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05565315 BUSINESS ADDRESS: BUSINESS PHONE: 502 874 8300 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 doc3.xml PRIMARY DOCUMENT X0202 3 2005-02-01 0 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S ONE INTERNATIONAL FINANCE CENTER CENTRAL CENTRAL HONG KONG 0 1 0 0 President - Greater China Employee Stock Option (right to buy) 11.4085 2000-01-25 2006-01-25 Common Stock 96420.00 D Employee Stock Option (right to buy) 12.27 2000-04-01 2006-01-25 Common Stock 30584.00 D Employee Stock Option (right to buy) 8.90 1999-06-30 2005-06-30 Common Stock 1540.00 D Employee Stock Option (right to buy) 13.74 2000-07-01 2006-06-30 Common Stock 1576.00 D Employee Stock Option (right to buy) 13.625 2002-01-20 2008-01-20 Common Stock 110092.00 D Employee Stock Option (right to buy) 23.4844 2003-01-21 2009-01-21 Common Stock 72390.00 D Employee Stock Option (right to buy) 15.14 2004-01-27 2010-01-27 Common Stock 112282.00 D Employee Stock Option (right to buy) 16.7825 2002-01-25 2011-01-25 Common Stock 71504.00 D Employee Stock Option 24.4075 2002-12-31 2011-12-31 Common Stock 48162.00 D Phantom Stock Common Stock 28119.00 D Employee Stock Option (right to buy) 24.3250 2004-01-23 2013-01-23 Common Stock 49475.00 D Employee Stock Option (right-to-buy) 34.46 2005-01-27 2014-01-27 Common Stock 58594.00 D Stock Option Right to Buy 26.555 2006-01-24 2012-01-24 Common Stock 37658.00 D Stock Option Right to Buy 34.46 2008-01-27 2014-01-27 Common Stock 29020.00 D Phantom Stock Common Stock 26090.37 D Employee Stock Option (right to buy) 11.5174 2001-01-01 2006-01-25 Common Stock 58616.00 D Employee Stock Option (right to buy) 27.71 2006-09-30 2002-09-30 Common Stock 36089.00 D Stock Option (Right to Buy) 45.06 2006-01-28 2015-01-28 Common Stock 65039.00 D Phantom Stock Common Stock 25466.05 D Vesting occurs 25% per year beginning 1/25/2002. Vesting occurs 25% per year beginning 12/31/2002. Payable April 1, 2005 or upon Retirement and pursuant to the terms of the YUM! Brands deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Conversion occurs on a one-for-one basis. Vesting will occur 25% per year beginning 1/23/2004. Vesting will occur 25% per year beginning 1/27/2005. Payable April 1, 2006 or upon Retirement and pursuant to the terms of the YUM! Brands, Inc. deferred compensation plan. Vesting will occur 25% per year beginning 01/28/2006 Shares of phantom stock are payable 04/01/07 or upon Separation and are subject to earlier withdrawal in accordance with the ter ms of Yum's deferred compensation plan. Jingshyh S. Su 2005-02-01 -----END PRIVACY-ENHANCED MESSAGE-----