-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kwcb6OCzr5QzuowiN5xVIjfxbJdGZ8QSOrVfdjrs90yXxVQ8DhylbvVO3Js+9sQc 36PqJPpI0/cT9ht6cGsfoQ== 0001041061-05-000067.txt : 20050201 0001041061-05-000067.hdr.sgml : 20050201 20050201141638 ACCESSION NUMBER: 0001041061-05-000067 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050201 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allan Graham D CENTRAL INDEX KEY: 0001315750 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05565230 BUSINESS ADDRESS: BUSINESS PHONE: 502 874 8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 doc3.xml PRIMARY DOCUMENT X0202 3 2005-02-01 0 0001041061 YUM BRANDS INC YUM 0001315750 Allan Graham D 14841 DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - YRI Common Stock 2.00 D Employee Stock Option (right to buy) 12.27 2000-01-01 2006-01-25 Common Stock 61146.00 D Employee Stock Option (right to buy) 13.625 2002-01-20 2008-01-20 Common Stock 42202.00 D Employee Stock Option (right to buy) 23.4844 2003-01-21 2009-01-21 Common Stock 44710.00 D Phantom Stock Common Stock 4058.00 D Employee Stock Option (right to buy) 15.14 2004-01-27 2010-01-27 Common Stock 99072.00 D Employee Stock Option (right to buy) 16.7825 2002-01-25 2011-01-25 Common Stock 62566.00 D Employee Stock Option 24.4075 2002-12-31 2011-12-31 Common Stock 42142.00 D Phantom Stock Common Stock 25054.00 D Phantom Stock Common Stock 6730.00 D Phantom Stock Common Stock 2244.85 D Employee Stock Option (right to buy) 24.3250 2004-01-23 2013-01-23 Common Stock 43291.00 D Director Stock Option (right to buy) 26.2050 2004-05-15 2013-05-15 Common Stock 38161.00 D Phantom Stock Common Stock 4058.00 D Stock Option Right to Buy 12.6304 2001-04-01 2007-04-01 Common Stock 16336.00 D Stock Option Right to Buy 26.555 2006-01-24 2012-01-24 Common Stock 37658.00 D Stock Option Right to Buy 34.46 2008-01-27 2014-01-27 Common Stock 29020.00 D Stock Option Right to Buy 34.46 2005-01-27 2014-01-27 Common Stock 58594.00 D Phantom Stock Common Stock 16629.60 D Stock Option (Right to Buy) 45.06 2005-01-28 2015-01-28 Common Stock 54200.00 D Phantom Stock Common Stock 17779.00 D Shares of phantom stock are payable 04/01/07 or upon Separation and are subject to earlier withdrawal in accordance with the term s of Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Conversion occurs on a one-for-one basis. Vesting occurs 25% per year beginning 1/25/2002. Vesting occurs 25% per year beginning 12/31/2002. Shares of phantom stock payable upon retirement or termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred compensation plan. Vesting will occur 25% per year beginning 1/23/2004. Vesting will occur 25% per year beginning 1/27/2005. Shares of phantom stock payable on 04/01/2006 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Vesting will occur 25% per year beginning 01/28/2006 Graham D. Allan 2005-02-01 -----END PRIVACY-ENHANCED MESSAGE-----