-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G8pfIfTSaH4lay8rMj7fA0Ap9Us4aPPq3QT9R08qqLpTHnAxCAvIFzQIkdFXmyRs GhVwTc/sjdn6rZZEP7blfw== 0001041061-05-000054.txt : 20050201 0001041061-05-000054.hdr.sgml : 20050201 20050201101613 ACCESSION NUMBER: 0001041061-05-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050128 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORMAN DAVID W CENTRAL INDEX KEY: 0001082870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05564201 MAIL ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-01-28 0 0001041061 YUM BRANDS INC YUM 0001082870 DORMAN DAVID W ONE ATAND T WAY BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2005-01-28 2005-01-28 4 A 0 2219.00 45.06 A 2219.00 D Stock Option (Right to Buy) 45.06 2005-01-28 2005-01-28 4 A 0 2710.00 45.06 A 2005-01-29 2015-01-28 Common Stock 2710.00 2710.00 D Phantom Stock 2005-01-28 2005-02-28 4 A 0 554.82 A Common Stock 554.82 554.82 D Conversion occurs on a one-for-one basis. Shares of phantom stock payable upon termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brand s, Inc. deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. David W. Dorman 2005-01-31 -----END PRIVACY-ENHANCED MESSAGE-----