-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SI37WZquAQ2aOyWgYImow6vnfzKww98VrNcqvhOMGXt7S/lUO6ZVNc49QQsIb0ad 86ZK41pJLhCrKFb1dx74pA== 0001041061-05-000045.txt : 20050131 0001041061-05-000045.hdr.sgml : 20050131 20050131132404 ACCESSION NUMBER: 0001041061-05-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050128 FILED AS OF DATE: 20050131 DATE AS OF CHANGE: 20050131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 05561011 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-01-28 0 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Sr VP Fin/CFO Des. Stock Option (Right to Buy) 45.06 2005-01-28 2005-01-28 4 A 0 39024.00 45.06 A 2006-01-28 2015-01-28 Common Stock 39024.00 39024.00 D Phantom Stock 2005-01-28 2005-01-28 4 A 0 3468.97 A 2015-04-01 Common Stock 3468.97 3468.97 D Vesting will occur 25% per year beginning 01/28/2006 Conversion occurs on a one-for-one basis. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Richard Carucci 2005-01-31 -----END PRIVACY-ENHANCED MESSAGE-----