-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ERm9pK3hEUJvhQ9UT8kvR5EYIsPfmXSo/LAHP/zQNy1rg1PQH/wkwdsa5vyu8Tkf 13CgSFAVJtAqz0Eb0kJmBQ== 0001041061-04-000397.txt : 20041213 0001041061-04-000397.hdr.sgml : 20041213 20041213164447 ACCESSION NUMBER: 0001041061-04-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041213 FILED AS OF DATE: 20041213 DATE AS OF CHANGE: 20041213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041199214 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-12-13 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2004-12-13 2004-12-13 4 M 0 150000.00 23.4844 A 176227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 98000.00 46.00 D 78227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 3100.00 46.10 D 75127.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 200.00 46.12 D 74927.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 700.00 46.13 D 74227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 2500.00 46.14 D 71727.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 500.00 46.15 D 71227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 1400.00 46.16 D 69827.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 3300.00 46.17 D 66527.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 4700.00 46.18 D 61827.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 4800.00 46.19 D 57027.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 4500.00 46.20 D 52527.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 3600.00 46.21 D 48927.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 1700.00 46.22 D 47227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 1000.00 46.23 D 46227.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 700.00 46.24 D 45527.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 12900.00 46.25 D 32627.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 100.00 46.26 D 32527.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 1700.00 46.27 D 30827.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 3400.00 46.28 D 27427.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 500.00 46.29 D 26927.08 D Common Stock 2004-12-13 2004-12-13 4 S 0 700.00 46.30 D 26227.08 D Common Stock 220.00 I By Daughter Employee Stock Option (right to buy) 23.4844 2004-12-13 2004-12-13 4 M 0 150000.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 150000.00 360978.00 D Represents transfer of shares to minor daughter David C. Novak 2004-12-13 -----END PRIVACY-ENHANCED MESSAGE-----