-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GN9/DXpsWD+T30Nap6WEUaF4GW0FT8AuUC/SKjWxGNs1tGJ9YvQOKs97r4b53lUK nTuD/jGbrVqxyDiPP0uSCQ== 0001041061-04-000391.txt : 20041213 0001041061-04-000391.hdr.sgml : 20041213 20041213111438 ACCESSION NUMBER: 0001041061-04-000391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041209 FILED AS OF DATE: 20041213 DATE AS OF CHANGE: 20041213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULRICH ROBERT J CENTRAL INDEX KEY: 0001204995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041197965 BUSINESS ADDRESS: STREET 1: 1000 NICOLLET MALL STREET 2: TPS 3155 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 6126963459 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-12-09 0 0001041061 YUM BRANDS INC YUM 0001204995 ULRICH ROBERT J C/O DAYTON HUDSON CORPORATION 33 SOUTH 6TH STREET, SUITE 1900 MINNEAPOLIS MN 55440 1 0 0 0 Phantom Stock 2004-12-09 2004-12-09 4 A 0 1861.18 A Common Stock 1861.18 1861.18 D Phantom Stock 2004-12-09 2004-12-09 4 A 0 109.48 A Common Stock 109.48 1970.66 D Conversion occurs on a one-for-one basis. Shares of phantom stock payable upon termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brand s, Inc. deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Robert J. Ulrich 2004-12-13 -----END PRIVACY-ENHANCED MESSAGE-----