-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQ3q0/ll+brLADwYAj+ZlEJdfDBwhDUbcE1eX5BgX7LRLqCnLEmX3On4AMxSUy5K vHF/z9tdaoCFy2iR3wM8nw== 0001041061-04-000374.txt : 20041210 0001041061-04-000374.hdr.sgml : 20041210 20041210123821 ACCESSION NUMBER: 0001041061-04-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041209 FILED AS OF DATE: 20041210 DATE AS OF CHANGE: 20041210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041195359 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-12-09 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2004-12-09 2004-12-09 4 M 0 1478.00 8.90 A 22602.52 D Common Stock 2004-12-09 2004-12-09 4 M 0 1712.00 13.74 A 24314.52 D Common Stock 2004-12-09 2004-12-09 4 M 0 29462.00 11.4085 A 53776.52 D Common Stock 2004-12-09 2004-12-09 4 S 0 1478.00 45.90 D 52298.52 D Common Stock 2004-12-09 2004-12-09 4 S 0 1712.00 45.90 D 50586.52 D Common Stock 2004-12-09 2004-12-09 4 S 0 29462.00 45.90 D 21124.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 11.4085 2004-12-09 2004-12-09 4 M 0 29462.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 29462.00 0.00 D Employee Stock Option (right to buy) 8.90 2004-12-09 2004-12-09 4 M 0 1478.00 8.90 D 1999-07-01 2005-06-30 Common Stock 1478.00 0.00 D Employee Stock Option (right to buy) 13.74 2004-12-09 2004-12-09 4 M 0 1712.00 13.74 D 2000-07-01 2006-06-30 Common Stock 1712.00 0.00 D Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2004-12-10 -----END PRIVACY-ENHANCED MESSAGE-----