-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItXEz8RPyZnRDx1aSIAGNnlxKFzkd/txJkmgqL0Z2xUIfma+Mefi2NCNYtfE5t7M xVkKK0BXBrJzZUm37DXSKw== 0001041061-04-000366.txt : 20041209 0001041061-04-000366.hdr.sgml : 20041209 20041209110351 ACCESSION NUMBER: 0001041061-04-000366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041208 FILED AS OF DATE: 20041209 DATE AS OF CHANGE: 20041209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041192322 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-12-08 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-12-08 2004-12-08 4 M 0 50000.00 15.8164 A 354858.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2600.00 45.28 D 352258.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 800.00 45.30 D 351458.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 534.00 45.34 D 350924.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2000.00 45.37 D 348924.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 934.00 45.38 D 347990.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 800.00 45.4 D 347190.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 1600.00 45.41 D 345590.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 3535.00 45.42 D 342055.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 200.00 45.43 D 341855.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 6135.00 45.44 D 335720.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 3668.00 45.45 D 332052.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 1134.00 45.46 D 330918.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 865.00 45.47 D 330053.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 1668.00 45.48 D 328385.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2465.00 45.49 D 325920.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 3135.00 45.5 D 322785.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 3268.00 45.55 D 319517.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 465.00 45.7 D 319052.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 534.00 45.71 D 318518.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 865.00 45.75 D 317653.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 200.00 45.76 D 317453.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2000.00 45.77 D 315453.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2935.00 45.8 D 312518.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 2000.00 45.85 D 310518.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 1665.00 45.86 D 308853.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 130.00 45.92 D 308723.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 530.00 45.94 D 308193.00 D Common Stock 2004-12-08 2004-12-08 4 S 0 3335.00 46.14 D 304858.00 D Common Stock 35000.00 I By wife Employee Stock Option (right to buy) 15.8164 2004-12-08 2004-12-08 4 M 0 50000.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 50000.00 610000.00 D Andrall E. Pearson 2004-12-09 -----END PRIVACY-ENHANCED MESSAGE-----