-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLx/n5PRsh3q3Pew6sFxkcLnEnuH6FtP8mpZCyOXoSQEux0bjLHDVrZJfQ/CFYX1 AKV+NvXJA80WeGL4e5cxIA== 0001041061-04-000331.txt : 20041102 0001041061-04-000331.hdr.sgml : 20041102 20041102110921 ACCESSION NUMBER: 0001041061-04-000331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041102 DATE AS OF CHANGE: 20041102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041112059 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-11-01 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A YUM RESTAURANTS INTERNATIONAL 14841 NORTH DALLAS PARKWAY DALLAS TX 75241 0 1 0 0 President YRI Common Stock 2004-11-01 2004-11-01 4 M 0 2470.00 13.74 A 61998.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 556.00 43.50 D 61442.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 455.00 43.51 D 60987.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 393.00 43.52 D 60594.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 1066.00 43.53 D 59528.00 D Common Stock 2004-11-01 2004-11-01 4 M 0 4948.00 12.27 A 64476.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 2701.00 43.54 D 61775.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 1774.00 43.55 D 60001.00 D Common Stock 2004-11-01 2004-11-01 4 S 0 473.00 43.53 D 59528.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 12.27 2004-11-01 2004-11-01 4 M 0 4948.00 12.27 D 2000-04-01 2006-01-25 Common Stock 4948.00 0.00 D Employee Stock Option (right to buy) 13.74 2004-11-01 2004-11-01 4 M 0 2470.00 13.74 D 2000-07-01 2006-06-30 Common Stock 2470.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2004-11-02 -----END PRIVACY-ENHANCED MESSAGE-----