-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFatHRn3ZMKoOl3PyrqPtLl877URTgEM2XzTZ3NV9op2fwABsTLIRopA2I1F07ru GRbfZ3vxYU26hqkumvzrzQ== 0001041061-04-000303.txt : 20041004 0001041061-04-000303.hdr.sgml : 20041004 20041004142418 ACCESSION NUMBER: 0001041061-04-000303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041061853 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-10-01 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-10-01 2004-10-01 4 M 0 13431.00 15.8164 A 318289.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 1630.00 40.05 D 316659.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 28.00 40.07 D 316631.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 983.00 40.10 D 315648.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 281.00 40.11 D 315367.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 393.00 40.12 D 314974.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 506.00 40.13 D 314468.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 85.00 40.14 D 314383.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 56.00 40.15 D 314327.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 421.00 40.17 D 313906.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 337.00 40.18 D 313569.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 309.00 40.19 D 313260.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 7362.00 40.20 D 305898.00 D Common Stock 2004-10-01 2004-10-01 4 S 0 1040.00 40.21 D 304858.00 D Common Stock 35000.00 I By wife Employee Stock Option (right to buy) 15.8164 2004-10-01 2004-10-01 4 M 0 13431.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 13431.00 746569.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----