-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhC/MviSjyHCpUBNyGUMKZU8ydkFHcTCOg76KT6uvWdiH7GkDAb4uWcJm5+FPwDH RGObYH/SSdMbfmze9uI7fQ== 0001041061-04-000301.txt : 20041001 0001041061-04-000301.hdr.sgml : 20041001 20041001133936 ACCESSION NUMBER: 0001041061-04-000301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041001 DATE AS OF CHANGE: 20041001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE GREGORY N CENTRAL INDEX KEY: 0001264324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041057659 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-10-01 0 0001041061 YUM BRANDS INC YUM 0001264324 MOORE GREGORY N 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Sr. VP and Controller Common Stock 2004-10-01 2004-10-01 4 M 0 10000.00 15.14 A 11507.19 D Common Stock 2004-10-01 2004-10-01 4 S 0 200.00 40.30 D 11307.19 D Common Stock 2004-10-01 2004-10-01 4 S 0 9800.00 40.15 D 1507.19 D Common Stock 802.00 I By Son Employee Stock Option (right to buy) 15.14 2004-10-01 2004-10-01 4 M 0 10000.00 15.14 D 2004-01-27 2010-01-27 Common Stock 10000.00 16266.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Gregory N. Moore 2004-10-01 -----END PRIVACY-ENHANCED MESSAGE-----