-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QSXVkBf35hEKHefBv4ZugYq3ouzDcqZ7sO6YXs81ro2biL1sE2Rb/9xcV5lx0FjY MvYt8vH8M0wimORRIJrt5w== 0001041061-04-000287.txt : 20040907 0001041061-04-000287.hdr.sgml : 20040906 20040907162524 ACCESSION NUMBER: 0001041061-04-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040903 FILED AS OF DATE: 20040907 DATE AS OF CHANGE: 20040907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE GREGORY N CENTRAL INDEX KEY: 0001264324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041018898 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-09-03 0 0001041061 YUM BRANDS INC YUM 0001264324 MOORE GREGORY N 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Sr. VP and Controller Common Stock 2004-09-03 2004-09-03 4 M 0 25026.00 23.4844 A 26533.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 905.00 40.16 D 25628.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 2327.00 40.15 D 23301.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 3297.00 40.14 D 20004.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1616.00 40.13 D 18388.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1293.00 40.13 D 17095.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 840.00 40.11 D 16255.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1940.00 40.10 D 14315.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1940.00 40.09 D 12375.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 776.00 40.08 D 11599.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 582.00 40.07 D 11017.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 9510.00 40.06 D 1507.19 D Common Stock 2004-09-03 2004-09-03 4 M 0 14024.00 15.14 A 15531.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1868.00 40.06 D 13663.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 5237.00 40.05 D 8426.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 1487.00 40.04 D 6939.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 325.00 40.03 D 6614.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 711.00 40.01 D 5903.19 D Common Stock 2004-09-03 2004-09-03 4 S 0 4396.00 40 D 1507.19 D Common Stock 802.00 I By Son Employee Stock Option (right to buy) 23.4844 2004-09-03 2004-09-03 4 M 0 25026.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 25026.00 0.00 D Employee Stock Option (right to buy) 15.14 2004-09-03 2004-09-03 4 M 0 14024.00 15.14 D 2004-01-27 2010-01-27 Common Stock 14024.00 26266.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Gregory N. Moore 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----