-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hk5YzYJhy07Elwr5DsWab6J7Q2AvHmMxqdKG3mQfacnPt4ODHia4mDj2YuJfhyek V0ALqiudDdWgsCh1P8kD5A== 0001041061-04-000283.txt : 20040902 0001041061-04-000283.hdr.sgml : 20040902 20040902164027 ACCESSION NUMBER: 0001041061-04-000283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040902 FILED AS OF DATE: 20040902 DATE AS OF CHANGE: 20040902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041014295 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-09-02 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2004-09-01 2004-09-01 4 M 0 37700.00 11.4085 A 58824.52 D Common Stock 2004-09-01 2004-09-01 4 S 0 37700.00 40.00 D 21124.52 D Common Stock 2004-09-02 2004-09-02 4 M 0 950.00 11.4085 A 22074.52 D Common Stock 2004-09-02 2004-09-02 4 S 0 600.00 40.05 D 21474.52 D Common Stock 2004-09-02 2004-09-02 4 S 0 100.00 40.02 D 21374.52 D Common Stock 2004-09-02 2004-09-02 4 S 0 250.00 40.00 D 21124.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 11.4085 2004-09-01 2004-09-01 4 M 0 37700.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 37700.00 101762.00 D Employee Stock Option (right to buy) 11.4085 2004-09-02 2004-09-02 4 M 0 950.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 950.00 100812.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2004-09-02 -----END PRIVACY-ENHANCED MESSAGE-----