-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfHrPu8RrUqx5IMcjMkQb9h6qBn8F4Nf2djTwVR78z1XQ6MF9BN9JxTngm1wEz7C Mag+rE7YeHxYm5hseBEyBg== 0001041061-04-000280.txt : 20040901 0001041061-04-000280.hdr.sgml : 20040901 20040901144437 ACCESSION NUMBER: 0001041061-04-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040901 DATE AS OF CHANGE: 20040901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041010800 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-09-01 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A YUM RESTAURANTS INTERNATIONAL 14841 NORTH DALLAS PARKWAY DALLAS TX 75241 0 1 0 0 President YRI Common Stock 2004-09-01 2004-09-01 4 M 0 27942.00 11.4085 A 87470.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 18654.00 39.50 D 68816.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 219.00 39.51 D 68597.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 201.00 39.52 D 68396.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 347.00 39.53 D 68049.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 256.00 39.54 D 67793.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 146.00 39.55 D 67647.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 219.00 39.56 D 67428.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 3581.00 39.57 D 63847.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 2503.00 39.58 D 61344.00 D Common Stock 2004-09-01 2004-09-01 4 S 0 1816.00 39.59 D 59528.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 11.4085 2004-09-01 2004-09-01 4 M 0 27942.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 27942.00 2306.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----