-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HY7YrXxbHTVKQFW5PgZxJOx8/hYj/aixX/oQ1nQbgYoI/BXGrqUPAfW++1uQVK33 LZ6XUQ+OPkprxn7u7e+Vhw== 0001041061-04-000271.txt : 20040901 0001041061-04-000271.hdr.sgml : 20040901 20040901121216 ACCESSION NUMBER: 0001041061-04-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040901 DATE AS OF CHANGE: 20040901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS AYLWIN B CENTRAL INDEX KEY: 0001211695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041010269 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-09-01 0 0001041061 YUM BRANDS INC YUM 0001211695 LEWIS AYLWIN B YUM! BRANDS, INC. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Pres CMBO and Op Off. Common Stock 2004-09-01 2004-09-01 4 M 0 11684.00 11.4085 A 13496.70 D Common Stock 2004-09-01 2004-09-01 4 S 0 784.00 39.74 D 12712.70 D Common Stock 2004-09-01 2004-09-01 4 S 0 2700.00 39.70 D 10012.70 D Common Stock 2004-09-01 2004-09-01 4 S 0 900.00 39.61 D 9112.70 D Common Stock 2004-09-01 2004-09-01 4 S 0 3600.00 39.60 D 5512.70 D Common Stock 2004-09-01 2004-09-01 4 S 0 3700.00 39.50 D 1812.70 D Employee Stock Option (right to buy) 11.4085 2004-09-01 2004-09-01 4 M 0 11684.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 11684.00 11520.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Alywin B. Lewis 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----