-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EHVvN2fFmU62/Qw5vcDwj5d3GQEKo2XPSieFRDDVyikSmR58Aul6GMgrnTZB61A8 JR4iQFdUxvFR4MmuM6AgfA== 0001041061-04-000267.txt : 20040804 0001041061-04-000267.hdr.sgml : 20040804 20040804142032 ACCESSION NUMBER: 0001041061-04-000267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04951138 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-08-02 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-08-02 2004-08-02 4 M 0 23685.00 15.8164 A 329861.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 5427.00 38.09 D 324434.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 2125.00 38.10 D 322309.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 2910.00 38.11 D 319399.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 3237.00 38.12 D 316162.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 294.00 38.13 D 315868.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 360.00 38.14 D 315508.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 1537.00 38.15 D 313971.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 1373.00 38.16 D 312598.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 1994.00 38.18 D 310604.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 1406.00 38.19 D 309198.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 948.00 38.20 D 308250.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 33.00 38.21 D 308217.00 D Common Stock 2004-08-02 2004-08-02 4 S 0 458.00 38.24 D 307759.00 D Common Stock 2004-08-03 2004-08-02 4 S 0 1583.00 38.17 D 306176.00 D Common Stock 35000.00 I By wife Employee Stock Option (right to buy) 15.8164 2004-08-02 2004-08-02 4 M 0 23685.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 23685.00 810000.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----