-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UF1Ik1//AD3WV89aWEsHcNIlX4H0eRe/dW7QvlbUuM2TZfiDpdOydxU7uLOqKTBs /hqX7ftn1IbXTRDO2tlWPA== 0001041061-04-000232.txt : 20040701 0001041061-04-000232.hdr.sgml : 20040701 20040701151909 ACCESSION NUMBER: 0001041061-04-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04895018 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-07-01 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-07-01 2004-07-01 4 M 0 13900.00 15.8164 A 320076.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1300.00 36.73 D 318776.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 150.00 36.74 D 318626.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 50.00 36.75 D 318576.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 250.00 36.76 D 318326.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 3350.00 36.77 D 314976.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1850.00 36.78 D 313126.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 2600.00 36.79 D 310526.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 250.00 36.80 D 310276.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1150.00 36.81 D 309126.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 650.00 36.82 D 308476.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1000.00 36.83 D 307476.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1050.00 36.84 D 306426.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 100.00 36.85 D 306326.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 150.00 36.86 D 306176.00 D Common Stock 35000.00 I By wife Employee Stock Option (right to buy) 15.8164 2004-07-01 2004-07-01 4 M 0 13900.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 13900.00 860000.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2004-07-01 -----END PRIVACY-ENHANCED MESSAGE-----