-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZbOoxvYSz6CiT0aXEYzvhXC21DdID5gHCi++zwslsLKQIObP4+HoyImW+MOygXK pEphVudpPwGcZtcO09FSrg== 0001041061-04-000230.txt : 20040701 0001041061-04-000230.hdr.sgml : 20040701 20040701145659 ACCESSION NUMBER: 0001041061-04-000230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04894799 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-07-01 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-07-01 2004-07-01 4 M 0 36100.00 15.8164 A 342276.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1050.00 36.57 D 341226.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 850.00 36.58 D 340376.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 9400.00 36.59 D 330976.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 7250.00 36.60 D 323726.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 350.00 36.61 D 323376.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1000.00 36.64 D 322376.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 150.00 36.65 D 322226.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 400.00 36.67 D 321826.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1050.00 36.68 D 320776.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 4650.00 36.69 D 316126.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1750.00 36.70 D 314376.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 1000.00 36.71 D 313376.00 D Common Stock 2004-07-01 2004-07-01 4 S 0 7200.00 36.72 D 306176.00 D Common Stock 35000.00 I By wife Employee Stock Option (right to buy) 15.8164 2004-07-01 2004-07-01 4 M 0 36100.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 36100.00 873900.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2004-07-01 -----END PRIVACY-ENHANCED MESSAGE-----