-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EX2YZ/BYLyTVqtuABeUKWodE0PMVA+V7lOxYcZaZOBTR7nYUho44C6zTqx4JJZUB GBVGgScFpMTM4T7g/kf1Qw== 0001041061-04-000204.txt : 20040602 0001041061-04-000204.hdr.sgml : 20040602 20040602151340 ACCESSION NUMBER: 0001041061-04-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040601 FILED AS OF DATE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04844266 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-06-01 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2004-06-01 2004-06-01 4 M 0 50000.00 11.4085 A 76225.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 1970.00 36.50 D 74255.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 1326.00 36.51 D 72929.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 3106.00 36.52 D 69823.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 1743.00 36.53 D 68080.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 3523.00 36.54 D 64557.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 227.00 36.55 D 64330.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 38.00 36.56 D 64292.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 189.00 36.60 D 64103.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 3409.00 36.62 D 60694.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 14015.00 36.70 D 46679.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 3409.00 36.75 D 43270.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 6818.00 36.78 D 36452.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 3409.00 36.80 D 33043.08 D Common Stock 2004-06-01 2004-06-01 4 S 0 6818.00 36.90 D 26225.08 D Common Stock 2004-06-01 2004-06-01 4 M 0 7000.00 11.4085 A 7220.00 I By Daughter Common Stock 2004-06-01 2004-06-01 4 S 0 7000.00 37.00 D 220.00 I By Daughter Employee Stock Option (right to buy) 11.4085 2004-06-01 2004-06-01 4 M 0 50000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 50000.00 150124.00 D Employee Stock Option (right to buy) 11.4085 2004-06-01 2004-06-01 4 M 0 7000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 7000.00 92000.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. David C. Novak 2004-06-02 -----END PRIVACY-ENHANCED MESSAGE-----