-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNDRC6BOvQ6X9xJI51C49+LDI6TkosTaTbLON62oI41KhA4VAbI8JRT7gyjilLTD iJBYqskAy1n90THwhWSLpg== 0001041061-04-000182.txt : 20040505 0001041061-04-000182.hdr.sgml : 20040505 20040505102009 ACCESSION NUMBER: 0001041061-04-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 FILED AS OF DATE: 20040505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04779820 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-05-03 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2004-05-03 2004-05-03 4 M 0 50000.00 11.4085 A 69141.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 9962.00 38.00 D 59179.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 12348.00 38.04 D 46831.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 6591.00 38.05 D 40240.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 5303.00 38.10 D 34937.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 644.00 38.13 D 34293.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 3788.00 38.14 D 30505.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 3826.00 38.17 D 26679.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 265.00 38.18 D 26414.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 189.00 38.19 D 26225.08 D Common Stock 2004-05-03 2004-05-03 4 S 0 1286.00 37.86 D 220.00 I By Daughter Employee Stock Option (right to buy) 11.4085 2004-05-03 2004-05-03 4 M 0 50000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 50000.00 200124.00 D Employee Stock Option (right to buy) 11.4085 2004-05-03 2004-05-03 4 M 0 0.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 1.00 99000.00 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. David C. Novak 2004-05-04 -----END PRIVACY-ENHANCED MESSAGE-----