-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0HCAvU5V9dz5gV87WYy1khT5Z7HmFnK+6Hg6Eb/dmLBzTRfp9JD4t0WyIHwriAV osiXz42QdvGNwYZIuV+2cg== 0001041061-04-000177.txt : 20040504 0001041061-04-000177.hdr.sgml : 20040504 20040504162754 ACCESSION NUMBER: 0001041061-04-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 FILED AS OF DATE: 20040504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENO DAVID CENTRAL INDEX KEY: 0001211694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04778079 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-05-03 0 0001041061 YUM BRANDS INC YUM 0001211694 DENO DAVID YUM BRANDS, INC. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CFO Common Stock 2004-05-03 2004-05-03 4 M 0 4506.00 11.4085 A 4506.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 4506.00 38.00 D 0.00 D Common Stock 2004-05-03 2004-05-03 4 M 0 27494.00 11.0093 A 27494.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 7904.00 38.04 D 19590.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 4218.00 38.05 D 15372.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 3394.00 38.10 D 11978.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 412.00 38.13 D 11566.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 2424.00 38.14 D 9142.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 2448.00 38.17 D 6694.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 170.00 38.18 D 6524.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 122.00 38.19 D 6402.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 1236.00 38.20 D 5166.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 3296.00 38.40 D 1870.00 D Common Stock 2004-05-04 2004-05-03 4 S 0 1870.00 38.00 D 0.00 D Common Stock 11610.66 I By 401K Plan Trust Employee Stock Option (right to buy) 11.4085 2004-05-03 2004-05-03 4 M 0 4506.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 4506.00 0.00 D Employee Stock Option (right to buy) 11.0093 2004-05-03 2004-05-03 4 M 0 27494.00 11.0093 D 2000-01-25 2006-01-25 Common Stock 27494.00 31554.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14 , 2001. David Deno 2004-05-03 -----END PRIVACY-ENHANCED MESSAGE-----